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FINRA Awards for Agnes Barrelet Trust dated 10/09/2009

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0043006/11/2014Claimant(s): Agnes Barrelet, Agnes Barrelet IRA, Agnes Barrelet Trust dated 10/09/2009
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Christopher Taylor, NFP Securities.
Respondent Lawyers(s): Alexis Lu, Brandon S. Reif
Arbitrator(s): Harvey C. Flodin, Nancy J. Spieczny, Michael D. Briggs
Hearing Site: San Diego, CA
Checkmark Icon$1,246,160

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