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FINRA Awards for Daryl Demo

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0157203/13/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Erika Murdoch
Respondent(s): Daryl Demo, Michael Quin, DayMark Wealth Partners
Respondent Lawyers(s): Mathew Plant
Arbitrator(s): Lawrence W. Arness, Harlita R. Tomlinson, Robert Roth Sparks
Hearing Site: Cincinnati, OH
12-0196508/14/2013Claimant(s): The Estate of James W. Hassman, Deceased
Claimant Lawyers(s): Robert A. Klingler
Respondent(s): Daryl Demo, UBS Financial Services Inc.
Respondent Lawyers(s): Aaron A. VanderLaan, Mark D. Knoll
Arbitrator(s): Carol M. Stoner, Stephen P. Calardo, Daniel G. Zeiser
Hearing Site: Cincinnati, OH
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