| 23-00695 | 01/04/2024 | Claimant(s): Keith Medeck
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Continental Broker-Dealer Corp.
Respondent Lawyers(s): Michael Clements
Arbitrator(s): Ted M. Rosen, Neil G. Gargiulo, Arthur Neil Tolciss
Hearing Site: New York, NY
| | |
| 23-00301 | 11/24/2023 | Claimant(s): Kenneth Bonal
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): Avalon Partners.
Respondent Lawyers(s): Concetto Kevin Barone
Arbitrator(s): Neil G. Gargiulo, Lori H. Carena, Susan Romano
Hearing Site: New York, NY
| | |
| 13-01949 | 03/24/2014 | Claimant(s): Carl Governale
Claimant Lawyers(s): Carl D. Governale
Respondent(s): Perrin, Holden & Davenport Capital
Respondent Lawyers(s): Braff Eisenman
Arbitrator(s): Neil G. Gargiulo, Linda Ashley, Edward W. Morris
Hearing Site: New York, NY
|  | $61,000 |
| 10-02046 | 08/25/2011 | Claimant(s): Maurice Rosen
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Edward Short, EKN Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur, Mark J. Astarita
Arbitrator(s): Neil G. Gargiulo, Camille S. Cooper, Jettie K. Thomas
Hearing Site: New York, NY
| | $0 |
| 07-00943 | 12/10/2007 | Claimant(s): Ralph Falls
Claimant Lawyers(s): Stewart D. Aaron
Respondent(s): Leerink Swann & Company
Respondent Lawyers(s): Christopher B. Kaczmarek
Arbitrator(s): Neil G. Gargiulo, Madelyn A. Levy, Martin H. Zern
Hearing Site: New York, NY
| | |
| 05-05363 | 08/16/2007 | Claimant(s): Umesh Tandon
Claimant Lawyers(s): David Marek
Respondent(s): Advest.
Respondent Lawyers(s): Daniel S. Cahill
Arbitrator(s): Neil G. Gargiulo, Richard S. Peskin, John Cleaveland Palmer
Hearing Site: New York, NY
| | |
