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FINRA Awards for Maurice Rosen

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0204608/25/2011Claimant(s): Maurice Rosen
Claimant Lawyers(s): Richard A. Roth
Respondent(s): Edward Short, EKN Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur, Mark J. Astarita
Arbitrator(s): Neil G. Gargiulo, Camille S. Cooper, Jettie K. Thomas
Hearing Site: New York, NY
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