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FINRA Awards for Umesh Tandon

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0536308/16/2007Claimant(s): Umesh Tandon
Claimant Lawyers(s): David Marek
Respondent(s): Advest.
Respondent Lawyers(s): Daniel S. Cahill
Arbitrator(s): Neil G. Gargiulo, Richard S. Peskin, John Cleaveland Palmer
Hearing Site: New York, NY

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