FINRA Awards for Alexander J. Nassar

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Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-02397	05/09/2016	Claimant(s): David Smith Claimant Lawyers(s): David Neuman Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Alexander J. Nassar Arbitrator(s): Jim Geiger, Robert M. Singer, Patrick Leo Kennedy Hearing Site: Hartford, CT		Dismissed by Rule 12206
13-00650	11/06/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Alexander J. Nassar Respondent(s): Brian Kilgallon Respondent Lawyers(s): Brian Michael Kilgallon Arbitrator(s): David Paul Clark Hearing Site: Washington, DC
13-01055	11/01/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Alexander J. Nassar Respondent(s): Daniel Staples Respondent Lawyers(s): Daniel Warren Staples Arbitrator(s): James Miles Goodwin Hearing Site: Milwaukee, WI
13-00781	09/20/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Alexander J. Nassar Respondent(s): John Lowe Respondent Lawyers(s): John C. Lowe Arbitrator(s): Arthur F. Dewsberry Hearing Site: Kansas City, MO
13-00660	08/20/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Alexander J. Nassar Respondent(s): Michael Turnyanszki Respondent Lawyers(s): Michael J Turnyanszki Arbitrator(s): Christine Moore, Moshe Cohen Hearing Site: Albany, NY
12-02638	07/15/2013	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Alexander J. Nassar Respondent(s): Daniel Regan Respondent Lawyers(s): Daniel Charles Regan Arbitrator(s): John J. Kenny Hearing Site: Boston, MA