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FINRA Awards for John Lowe

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0078109/20/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Alexander J. Nassar
Respondent(s): John Lowe
Respondent Lawyers(s): John C. Lowe
Arbitrator(s): Arthur F. Dewsberry
Hearing Site: Kansas City, MO
05-0639309/19/2007Claimant(s): Ernest S. Matthews
Claimant Lawyers(s): Christopher M. Pilkerton
Respondent(s): John Lowe, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): William S. Tagerman, Arnold M. Marrow, Michael Jay Rich
Hearing Site: Boston, MA
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