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FINRA Awards for Christopher Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0341802/17/2022Claimant(s): Christopher Lee
Claimant Lawyers(s): Christopher Lee
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): David B. Dyer, Andrea U. Calve, Douglas Wade Carvell
Hearing Site: Dallas, TX
11-0193905/24/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Christopher Lee
Respondent Lawyers(s): Christopher Jung Lee
Arbitrator(s): Christine Moore
Hearing Site: New York, NY

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