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FINRA Awards for Si Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0509911/02/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Si Lee
Respondent Lawyers(s): Si Ball Lee
Arbitrator(s): J. Maxwell Williams
Hearing Site: Houston, TX

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