| 23-01420 | 02/27/2024 | Claimant(s): Matthew Langhorst, Rebecca Hallman
Claimant Lawyers(s): Bryon Romine
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Richard C. Corse, Thomas W. Allen, Don G Miller
Hearing Site: Dallas, TX
| | |
| 14-00644 | 12/22/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Scott Mills
Respondent Lawyers(s): Scott M. Garelick
Arbitrator(s): Philip I. McConnell, Richard C. Corse, G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 14-00446 | 09/09/2015 | Claimant(s): Janna Yarbrough
Claimant Lawyers(s): Richard H. Elliott
Respondent(s): Gary Brownfield, Commonwealth Financial Network
Respondent Lawyers(s): Michael G. Brown
Arbitrator(s): William L. Cravens, Richard C. Corse, Lawrence R. Maxwell
Hearing Site: Dallas, TX
|  | $65,250 |
| 11-03231 | 04/19/2012 | Claimant(s): Esposito Securities
Claimant Lawyers(s): Katy L. Sheppard
Respondent(s): Stephen Capurso
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Daniel A. Kile, Richard C. Corse, Joseph G. Werner
Hearing Site: Dallas, TX
| | |
| 09-04480 | 11/22/2011 | Claimant(s): Jamie Blumenthal, Nancy Blumenthal
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brian Wahlfeld, Don Torrillo, Gordon Hing, Emmett A Larkin Company.
Respondent Lawyers(s): David J. Feingold, Joseph Keenan, Nicholas S. Cerni
Arbitrator(s): Ann Blaess Kimball, Richard C. Corse, Jeanne Crandall
Hearing Site: Dallas, TX
| | Expungement |
| 09-04549 | 03/22/2011 | Claimant(s): The Roger & Rosemary Enrico Foundation
Claimant Lawyers(s): James P. Graven
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Donald C. Hood, Richard C. Corse, Donna Ross Philip
Hearing Site: Dallas, TX
| | $207,994 |
| 08-04228 | 05/07/2009 | Claimant(s): Texakoma Financial.
Claimant Lawyers(s): Barry F. Cannaday
Respondent(s): Trent Trubenbach
Respondent Lawyers(s): Trent Trubenbach
Arbitrator(s): Edwin J. Tomko, Richard C. Corse, Maryanne M. Esser
Hearing Site: Dallas, TX
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