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FINRA Awards for Donna Ross Philip

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0179511/29/2017Claimant(s): Marguerite Laws
Claimant Lawyers(s): Marguerite R. Laws
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Donna Ross Philip
Hearing Site: Oklahoma City, OK
Checkmark Icon$838
15-0295010/07/2016Claimant(s): Timothy Lovick
Claimant Lawyers(s): Timothy John Lovick
Respondent(s): TIAA-CREF Individual & Institutional Svs
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Robert R. Nursey, Donna Ross Philip, Mary Lee Scott
Hearing Site: Dallas, TX
09-0454903/22/2011Claimant(s): The Roger & Rosemary Enrico Foundation
Claimant Lawyers(s): James P. Graven
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Donald C. Hood, Richard C. Corse, Donna Ross Philip
Hearing Site: Dallas, TX
Checkmark Icon$207,994

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