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FINRA Awards for Christopher J. Hadsell

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0220104/13/2017Claimant(s): Lek Securities Corporation
Claimant Lawyers(s): David Wrobel
Respondent(s): Robert Wolfson
Respondent Lawyers(s): Robert A. Wolfson
Arbitrator(s): Gary Timothy Haight, Barbara M. Anscher, Christopher J. Hadsell
Hearing Site: San Francisco, CA
Checkmark Icon$0
12-0395606/23/2014Claimant(s): Gloria Vignolo, Raymond L. Vignolo & Gloria J. Vignolo T
Claimant Lawyers(s): Gloria Vignolo
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Amy Seltzer, William J. Petzel, Christopher J. Hadsell
Hearing Site: San Francisco, CA
Checkmark Icon$0
10-0162408/31/2011Claimant(s): Bryce Jones, Sevi Jones, Jones Family Trust
Claimant Lawyers(s): S. Brett Sutton
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Nicholas J. Caputo, Linda M. McCoy, Christopher J. Hadsell
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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