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FINRA Awards for Jones Family Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0162408/31/2011Claimant(s): Bryce Jones, Sevi Jones, Jones Family Trust
Claimant Lawyers(s): S. Brett Sutton
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Nicholas J. Caputo, Linda M. McCoy, Christopher J. Hadsell
Hearing Site: San Francisco, CA
Checkmark IconExpungement

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