| 14-01724 | 04/26/2016 | Claimant(s): Evelyn Johnson, Feliciano Dizon, Frank DiGrande, Harriett Eubanks, Marina Bautista, Trilby DiGrande
Claimant Lawyers(s): Andrew H. Schwartz, Frank F. Sommers
Respondent(s): Brent Wolf, Royal Alliance Associates., Kathleen Tarr, Richard McCollam
Respondent Lawyers(s): Paul W. Thomas, Scott L. Metzger, Theodore J. Sawicki
Arbitrator(s): Joseph H. Sturdivant, Amy Seltzer, Jeffrey M. Allen
Hearing Site: San Francisco, CA
|  | $91,908 |
| 11-01116 | 04/13/2012 | Claimant(s): Jason Schlesinger
Claimant Lawyers(s): Richard E. Levine
Respondent(s): Wells Fargo Advisors, Peter Hong, Wallace Key
Respondent Lawyers(s): Mitchell Albert
Arbitrator(s): Joseph H. Sturdivant, Kenneth W. Gosliner, John J. Shook
Hearing Site: San Francisco, CA
| | |
| 10-05593 | 10/14/2011 | Claimant(s): Cornelius Choy
Claimant Lawyers(s): Mark Alan Goodman
Respondent(s): Wallstreet*e Financial Services.
Respondent Lawyers(s): Carlos F. Otalvaro
Arbitrator(s): Joseph H. Sturdivant, David I. Levine, William Michael Samsel
Hearing Site: San Francisco, CA
| | |
