| 09-03423 | 01/30/2012 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Peter Cunningham
Respondent Lawyers(s): Peter Kevin Cunningham
Arbitrator(s): Paul Frederick Meyer
Hearing Site: Los Angeles, CA
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| 09-03508 | 07/29/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Noyeg Arkoian
Respondent Lawyers(s): Noyeg Arkoian
Arbitrator(s): Christopher J. Rogers, David Maurer, Stephen Malcolm Squire
Hearing Site: Los Angeles, CA
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| 09-03055 | 06/18/2010 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Joseph Ortega
Respondent Lawyers(s): Joseph Carlo Ortega
Arbitrator(s): Alexander L. Mazour
Hearing Site: San Francisco, CA
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| 06-00880 | 11/26/2007 | Claimant(s): Jeffrey Carroll, UBS Financial Services Inc., Rebecca Gadus
Claimant Lawyers(s): Jin-Ho Chung
Respondent(s): Sammy Gordon
Respondent Lawyers(s): Leonard Weintraub
Arbitrator(s): Joann Peters, Bill M. Lamoreaux, Richard A Miller
Hearing Site: Dallas, TX
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