10-02633 | 07/16/2012 | Claimant(s): Alvaro Castro, Patricia Castro, The Castro Family Trust Claimant Lawyers(s): Irwin Stein, Timothy A. Canning Respondent(s): Jim Lund, Michelle Langer, Robert Tweed, Capwest Securities. Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): David J. Anderson, Melvin S. Feldman, Daniel R. Brush Hearing Site: Los Angeles, CA
| | $156,250 |
10-03886 | 02/02/2012 | Claimant(s): P. Anne Giannini Claimant Lawyers(s): Timothy A. Canning Respondent(s): David McClurg, Joseph Niederkorn, Raymond Lent, Tracy McClurg, McClurg Capital Corporation, The McClurg Family Trust Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Thomas J. LoSavio, Michelle Judy Brant, James D. Murray Hearing Site: San Francisco, CA
| | $23,000 |
08-04243 | 05/06/2011 | Claimant(s): Kenneth Willenson, Layton Property. Claimant Lawyers(s): Timothy A. Canning Respondent(s): Mark McCloskey, Philip Pizelo, Shanon Ford, William Swayne, Pacific West Securities. Respondent Lawyers(s): Chance A.E. Hodges Arbitrator(s): Herbert H. Neuer, Robert F. O'Keef, Gerald J. Thain Hearing Site: Milwaukee, WI
| | Stipulated Award and Expungement |
08-04257 | 12/27/2010 | Claimant(s): Lawrence Orlick, Orlick-Donovan Family Trust Claimant Lawyers(s): Timothy A. Canning Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Garrett R. Wynne Arbitrator(s): Edwin C. Shiver Hearing Site: San Francisco, CA
| | Expungement |
07-03630 | 01/07/2010 | Claimant(s): Ronald Ostlund Claimant Lawyers(s): Timothy A. Canning Respondent(s): Joseph Sorbara, Linda Chudnoff, Peter Orthos, Steven Markowitz, Joseph Stevens & Company. Respondent Lawyers(s): Joseph Sorbara, Linda E. Chudnoff, Peter C. Orthos, Steven A. Markowitz Arbitrator(s): Martin Mandel, John Alen DeRosa, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
| | $220,000 |
08-03169 | 11/04/2009 | Claimant(s): Larry Martinez Claimant Lawyers(s): Timothy A. Canning Respondent(s): Arthur Aldatz, James Gallo, Jeffrey Greeney, Sean Harrison, Thomas Rubin, Troy Rasmusen, Westcap Securities. Respondent Lawyers(s): Arthur Jess Aldatz, James Eugene Gallo, Thomas Seth Rubin Arbitrator(s): William Ziering, Charles E. Farnsworth, Homer L. Davis Hearing Site: San Francisco, CA
| | $87,760 |
07-02094 | 07/23/2008 | Claimant(s): Mark Fritz Claimant Lawyers(s): Timothy A. Canning Respondent(s): Daniel Schrieber, Granite Financial Group Respondent Lawyers(s): Elizabeth M. Hill Arbitrator(s): Sanford Heiser, Thomas R. Skulina, Harvey Michael Rosenberg Hearing Site: Cleveland, OH
| | $0 |
06-01722 | 05/09/2008 | Claimant(s): Mary Sherwood Claimant Lawyers(s): Timothy A. Canning Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Cassandra Knight Arbitrator(s): Terri Coster Boesch, M. Scott Donahey, Hadden Wing Roth Hearing Site: San Francisco, CA
| | $0 |
07-00213 | 02/21/2008 | Claimant(s): John Babalis Claimant Lawyers(s): Timothy A. Canning Respondent(s): Kevin Graham, Raymond James Financial Services., Thomas Harrington Respondent Lawyers(s): Leslie R. Murtagh Arbitrator(s): Kenneth Kleeman, Henry G. Plaster, Wesley C. Wilson Hearing Site: Charleston, WV
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06-03212 | 12/13/2007 | Claimant(s): Lucille Small Claimant Lawyers(s): Timothy A. Canning Respondent(s): Citigroup Global Markets., Richard Olsen, Sara Farner, William Blick Respondent Lawyers(s): Hugo A. Hilgendorff Arbitrator(s): Douglas W. Oldfield, Allan Brotsky, David C. Tateosian Hearing Site: San Francisco, CA
| | Stipulated Award and Expungement |