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FINRA Awards for Joseph Stevens & Company.

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0363001/07/2010Claimant(s): Ronald Ostlund
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Joseph Sorbara, Linda Chudnoff, Peter Orthos, Steven Markowitz, Joseph Stevens & Company.
Respondent Lawyers(s): Joseph Sorbara, Linda E. Chudnoff, Peter C. Orthos, Steven A. Markowitz
Arbitrator(s): Martin Mandel, John Alen DeRosa, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark Icon$220,000
07-0328203/03/2009Claimant(s): Joseph Stevens & Company.
Claimant Lawyers(s): Seth Huberman
Respondent(s): Henry Sanabria, John Sideris, Joseph Blocken, Louis Scalise, Mark Dalcollo, Renatto Cornejo, Thomas Gallagher, Vincent Trapozzano
Respondent Lawyers(s): Henry Sanabria, John Chris Sideris, Joseph Blocken, Louis Peter Scalise, Mark Dalcollo, Renatto Antonino Cornejo, Thomas Ranger Gallagher, Vincent Manuel Trapozzano
Arbitrator(s): Daniel B. Berkson, Jeffrey F. Friedman, Mark A. Egert
Hearing Site: New York, NY
07-0139711/03/2008Claimant(s): Robert Elliott Hall
Claimant Lawyers(s): Leslie P. Poole
Respondent(s): Joseph Stevens & Company.
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Irving A. Chesler, Suanne F. Goldman, Richard A. Van Kalker
Hearing Site: Chicago, IL
Checkmark Icon$229,300
07-0037108/09/2007Claimant(s): Jeffrey Laughren
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Joseph Stevens & Company.
Respondent Lawyers(s): Eric S. Hutner
Arbitrator(s): Arthur J. Leibell
Hearing Site: Orlando, FL
Checkmark Icon$0

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