23-00016 | 07/13/2023 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Ahmad Maklouf Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Denise L. Quarles Hearing Site: New York, NY
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18-01779 | 08/23/2019 | Claimant(s): George Arthur Claimant Lawyers(s): Scott L. Silver Respondent(s): Worden Capital Management Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Mark C. Perry, Sydney E. Blum, Thomas W. Allen Hearing Site: Boca Raton, FL
| | $0 |
16-02324 | 04/04/2018 | Claimant(s): Robert J. Litsky & Michael Litsky TTEES Claimant Lawyers(s): Michael C. Farkas Respondent(s): The GMS Group Respondent Lawyers(s): David W. Schmidt Arbitrator(s): Joseph J. Arata, Paul Bennett Marrow, Barry Stephen Spector Hearing Site: New York, NY
| | Expungement |
16-00105 | 01/19/2017 | Claimant(s): Russell Day Claimant Lawyers(s): Hilton Wiener Respondent(s): Frank Fusco, John Calardo, Legend Securities. Respondent Lawyers(s): Lawrence R. Gelber, Michael C. Farkas Arbitrator(s): Sondra Sellars Hearing Site: Chicago, IL
| | $300 |
08-04039 | 06/10/2011 | Claimant(s): Alaina Spilkevitz Claimant Lawyers(s): Michael C. Farkas Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Roger J. Hawke, William G. Binckes, Nicholas Brunero Hearing Site: New York, NY
| | Expungement |
09-01970 | 02/04/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jason Warner Respondent(s): Adam Wachtel Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Susan C. Lushing, Martin L. Feinberg, J. Scott Colesanti Hearing Site: New York, NY
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08-03100 | 03/18/2009 | Claimant(s): Jay Ryckman Claimant Lawyers(s): Jay H. Ryckman Respondent(s): Joseph Stevens & Co.. Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY
| | $233 |
07-01397 | 11/03/2008 | Claimant(s): Robert Elliott Hall Claimant Lawyers(s): Leslie P. Poole Respondent(s): Joseph Stevens & Company. Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Irving A. Chesler, Suanne F. Goldman, Richard A. Van Kalker Hearing Site: Chicago, IL
| | $229,300 |