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FINRA Awards for Richard A. Van Kalker

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0307606/11/2010Claimant(s): Alina Zaucha, Joseph Zaucha
Claimant Lawyers(s): James J. Moylan
Respondent(s): Raymond James Financial Services., Michael Solesky
Respondent Lawyers(s): Kelli Bullington
Arbitrator(s): Richard A. Van Kalker
Hearing Site: Chicago, IL
Checkmark Icon$0
08-0375005/08/2009Claimant(s): Henry McGhee
Claimant Lawyers(s): Henry Dewitt McGhee
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Richard A. Van Kalker
Hearing Site: Chicago, IL
Checkmark Icon$0
07-0139711/03/2008Claimant(s): Robert Elliott Hall
Claimant Lawyers(s): Leslie P. Poole
Respondent(s): Joseph Stevens & Company.
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Irving A. Chesler, Suanne F. Goldman, Richard A. Van Kalker
Hearing Site: Chicago, IL
Checkmark Icon$229,300

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