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FINRA Awards for David C. Tateosian

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0343306/01/2011Claimant(s): Ken Rubin
Claimant Lawyers(s): Ken Rubin
Respondent(s): Joan Perry, Take Charge Financial!
Respondent Lawyers(s): Joan Perry
Arbitrator(s): Dean J. Dietrich, Jonathan H. Krotinger, David C. Tateosian
Hearing Site: San Francisco, CA
06-0321212/13/2007Claimant(s): Lucille Small
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Citigroup Global Markets., Richard Olsen, Sara Farner, William Blick
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Douglas W. Oldfield, Allan Brotsky, David C. Tateosian
Hearing Site: San Francisco, CA
Checkmark IconStipulated Award and Expungement

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