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FINRA Awards for Sanford Heiser

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0201202/27/2009Claimant(s): AmTrust Investment Services.
Claimant Lawyers(s): Max E. Dehn
Respondent(s): David Kopsak, Jonathan Mesok, Robbin Guy, Charter One Financial., Charter One Investment Services
Respondent Lawyers(s): Wm. Joseph Baker
Arbitrator(s): Thomas C. Wagner, Sanford Heiser, Robert P. Weisberger
Hearing Site: Cleveland, OH
07-0209407/23/2008Claimant(s): Mark Fritz
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Daniel Schrieber, Granite Financial Group
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Sanford Heiser, Thomas R. Skulina, Harvey Michael Rosenberg
Hearing Site: Cleveland, OH
Checkmark Icon$0
06-0310011/09/2007Claimant(s): Norman R. Burns, Norman R. Burns Trust
Claimant Lawyers(s): Jane Stafford
Respondent(s): Multi-Financial Securities Corp.
Respondent Lawyers(s): John Thomas
Arbitrator(s): Sanford Heiser, Joanne C. Brant, Michael Brian McCord
Hearing Site: Cleveland, OH
Checkmark Icon$0

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