| 21-00109 | 02/22/2023 | Claimant(s): David Watkins
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Christopher Amo, UBS Financial Services Inc.
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Carole R. Bernstein, Daniel Robbins, Charlane Brown
Hearing Site: New York, NY
| | |
| 22-00044 | 01/03/2023 | Claimant(s): Kathleen Mucciolo, Mario Mucciolo, Estate of Katherine Mucciolo
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Alfreida B. Kenny, Mitchell Regenbogen, Charlane Brown
Hearing Site: New York, NY
|  | Expungement |
| 17-03265 | 06/03/2022 | Claimant(s): Dwight Rose, Nancy Rose
Claimant Lawyers(s): Albert R. Murray
Respondent(s): Kevin Houser, Houser & Plessl Wealth Management Group,
Respondent Lawyers(s): Michael S. Taafee
Arbitrator(s): Annamaria Boccia Smith, Sirena Terr, Charlane Brown
Hearing Site: New York, NY
| | Expungement |
| 20-03296 | 10/22/2021 | Claimant(s): Andrew Chisholm
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Ameriprise Financial Services, Michael Cooper
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Camille S. Cooper, Ellyn S. Roth, Charlane Brown
Hearing Site: New York, NY
| | $0 |
