Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 24-00249 | 07/15/2024 | Claimant(s): Kevin Houser Claimant Lawyers(s): Lawton R. Graves Respondent(s): LPL Financial LLC, Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky Hearing Site: Philadelphia, PA | ||
| 17-03265 | 06/03/2022 | Claimant(s): Dwight Rose, Nancy Rose Claimant Lawyers(s): Albert R. Murray Respondent(s): Kevin Houser, Houser & Plessl Wealth Management Group, Respondent Lawyers(s): Michael S. Taafee Arbitrator(s): Annamaria Boccia Smith, Sirena Terr, Charlane Brown Hearing Site: New York, NY |  | Expungement |
| 19-03261 | 05/14/2020 | Claimant(s): Gary Plessl, Kevin Houser Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplan Arbitrator(s): John J. Jordan, Dale A. Pope, Stephen J. Scherf Hearing Site: Philadelphia, PA |