15-02776 | 02/15/2017 | Claimant(s): The DBSI Private Actions Trust Claimant Lawyers(s): Edward W. Larkin Respondent(s): Christopher Goslin Respondent Lawyers(s): M. Scott Holcomb Arbitrator(s): Janet Stern Solomon, Richard R. Logsdon, Brenda Kay Blount Hearing Site: Tampa, FL
| | $0 |
11-00605 | 07/03/2012 | Claimant(s): Alexander Schernecke Claimant Lawyers(s): Nicholas J Guiliano Respondent(s): Wells Fargo Advisors, Jamie Baraldi, UBS Financial Services Inc. Respondent Lawyers(s): Angela A. Turiano, Brian A. Carlis, Edward W. Larkin Arbitrator(s): Sheldon Seligsohn, Jerry Schuchman, Frank P. Santangelo Hearing Site: Philadelphia, PA
| | Expungement |
08-01185 | 07/11/2011 | Claimant(s): Laurence Stone Claimant Lawyers(s): Eric Meyer Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management. Respondent Lawyers(s): Edward W. Larkin, Gene L Small Arbitrator(s): Dale A. Pope, Gordon M. Wase, Jerrilyn G. Marston Hearing Site: Philadelphia, PA
| | $0 |
08-00364 | 01/30/2009 | Claimant(s): Jack Heller, Martin Hodas, Mitchell Domin Claimant Lawyers(s): Jack Heller, Jonathan B. Butler, Martin Hodas Respondent(s): Dawson James Securities. Respondent Lawyers(s): Edward W. Larkin Arbitrator(s): Monroe Mitchel, William E. Schneider, Doug Campbell Hearing Site: Boca Raton, FL
| | $0 |
08-00083 | 06/13/2008 | Claimant(s): Penson Financial Services. Claimant Lawyers(s): Edward W. Larkin Respondent(s): Arbco Capital Management, LLP Respondent Lawyers(s): Hayim Regensberg Arbitrator(s): Richard W. Cutler, Irene C. Warshauer, Joan Seewald Brodsky Hearing Site: New York, NY
| | $1,322,100 |