FINRA Awards for Bear Stearns Asset Management.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-01185	07/11/2011	Claimant(s): Laurence Stone Claimant Lawyers(s): Eric Meyer Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management. Respondent Lawyers(s): Edward W. Larkin, Gene L Small Arbitrator(s): Dale A. Pope, Gordon M. Wase, Jerrilyn G. Marston Hearing Site: Philadelphia, PA		$0
07-03561	12/23/2009	Claimant(s): Racetrac Petroleum. Claimant Lawyers(s): Ross B. Intelisano Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management. Respondent Lawyers(s): Gabrielle Gould Arbitrator(s): Anne H. Orr, Jerome Jack Shure, Kenneth Alexander Campbell Hearing Site: Atlanta, GA		$3,431,890