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FINRA Awards for Arbco Capital Management

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0008306/13/2008Claimant(s): Penson Financial Services.
Claimant Lawyers(s): Edward W. Larkin
Respondent(s): Arbco Capital Management, LLP
Respondent Lawyers(s): Hayim Regensberg
Arbitrator(s): Richard W. Cutler, Irene C. Warshauer, Joan Seewald Brodsky
Hearing Site: New York, NY
Checkmark Icon$1,322,100

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