| 12-03014 | 01/28/2015 | Claimant(s): Peter Spinelli
Claimant Lawyers(s): David I. Greenberger
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Delikat
Arbitrator(s): Linda Ashley, Arthur H. Sobel, Leslie Ruth Nydick
Hearing Site: New York, NY
| | |
| 12-00565 | 07/25/2013 | Claimant(s): David Schrohe
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Francis X. Dee
Arbitrator(s): Sanford S. Stevens, Arthur H. Sobel, Roger L Gavan
Hearing Site: New York, NY
| | |
| 10-01441 | 02/13/2013 | Claimant(s): Joseph Vaccaro
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Sam Antar, Arthur H. Sobel, Lester Scott Garfinkel
Hearing Site: New York, NY
| | |
| 08-02437 | 06/15/2009 | Claimant(s): Santanu Bhattacharya and Gargi Dasgupta
Claimant Lawyers(s): Kevin M. Shelley
Respondent(s): Mitesh Shere, Chicago Investment Group
Respondent Lawyers(s): Brian Neville, Howard Rosenburg
Arbitrator(s): Charles S. Guggenheimer, Arthur H. Sobel, Terrance J. Nolan
Hearing Site: New York, NY
|  | $0 |
