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FINRA Awards for Raul Antonio Canez

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0213003/30/2009Claimant(s): Phazar Corp.
Claimant Lawyers(s): Robert L. Wright
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Wes Holston
Arbitrator(s): Maryanne M. Esser, Raul Antonio Canez, Robert E. Behrendt
Hearing Site: Dallas, TX
Checkmark Icon$0
06-0255510/05/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Del Toro
Respondent Lawyers(s): Mark L. Del Toro
Arbitrator(s): Dolores M Martin, Henry Hermann, Raul Antonio Canez
Hearing Site: Dallas, TX
06-0414309/24/2007Claimant(s): Claire Cross
Claimant Lawyers(s): Mark H. How
Respondent(s): Samuel Solomon, Solomon Advisors
Respondent Lawyers(s): Samuel P. Solomon
Arbitrator(s): Joann Peters, Martha Z. Ralstin, Raul Antonio Canez
Hearing Site: Dallas, TX
Checkmark Icon$232,300

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