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FINRA Awards for Dolores M Martin

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0514703/01/2011Claimant(s): MAXXAM Inc.
Claimant Lawyers(s): Jacks C. Nickens
Respondent(s): Kevin Laurie, Timothy Ford
Respondent Lawyers(s): Philip E. Cook
Arbitrator(s): Dolores M Martin, R. Lee Britton Jr., Joel H. Pullen
Hearing Site: Houston, TX
Checkmark Icon$0
08-0039706/18/2009Claimant(s): Elizabeth Gayle
Claimant Lawyers(s): J. Mark Brewer
Respondent(s): Wachovia Securities, Ryan Wrobleske, Prudential Equity Group
Respondent Lawyers(s): Retta E. Miller
Arbitrator(s): Dolores M Martin, Richard F. Dole, Malcolm Edwin Whittaker
Hearing Site: Houston, TX
Checkmark Icon$4,920
06-0255510/05/2007Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Del Toro
Respondent Lawyers(s): Mark L. Del Toro
Arbitrator(s): Dolores M Martin, Henry Hermann, Raul Antonio Canez
Hearing Site: Dallas, TX

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