| 22-02451 | 09/13/2023 | Claimant(s): James Williams
Claimant Lawyers(s): Christina Z. Vourakis
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David Smitham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 22-00858 | 09/07/2023 | Claimant(s): Ruochen Zhou
Claimant Lawyers(s): Gary Trachten
Respondent(s): Millennium Advisors, Millennium Consolidated Holdings
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Chase Boone Saunders, James Hugh Williams, Daniel F. Piar
Hearing Site: Charlotte, NC
| | |
| 20-01560 | 04/22/2021 | Claimant(s): James Williams
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | |
| 17-03145 | 04/22/2019 | Claimant(s): Alan Airey, Brenda Alford, Carolyn Nightingale, Dan Crane, Dean Huntington, Debra Asher, Denis Smith, James Williams, John Trabold, Jung Herding, Karen Isbell, Marie Wolfe, Mona Smith, Paul Nightingale, Paul Wolfe, Pierre Herding, Stan Isbell, Susan Connell, The Trustee Premier Trust of Nevada
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Pershing LLC
Respondent Lawyers(s): Jeffrey J. Chapman
Arbitrator(s): Louis J. Weber, Don G Miller, Juanita Harris
Hearing Site: Dallas, TX
|  | $0 |
| 14-01780 | 03/19/2015 | Claimant(s): Doyn Simpson
Claimant Lawyers(s): Doyn W. Simpson
Respondent(s): Christopher Ariola, James Williams
Respondent Lawyers(s): Christopher B. Ariola, James Williams
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
| 11-04512 | 11/30/2012 | Claimant(s): Bonnie Halleran, Kirt Willard
Claimant Lawyers(s): Kirt Willard
Respondent(s): James Parenti, James Williams
Respondent Lawyers(s): James A. Stankowski
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | $0 |
