22-02451 | 09/13/2023 | Claimant(s): James Williams Claimant Lawyers(s): Christina Z. Vourakis Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Smitham Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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20-01560 | 04/22/2021 | Claimant(s): James Williams Claimant Lawyers(s): Benjamin Winograd Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Robert J. Scafuri Hearing Site: Detroit, MI
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17-03145 | 04/22/2019 | Claimant(s): Alan Airey, Brenda Alford, Carolyn Nightingale, Dan Crane, Dean Huntington, Debra Asher, Denis Smith, James Williams, John Trabold, Jung Herding, Karen Isbell, Marie Wolfe, Mona Smith, Paul Nightingale, Paul Wolfe, Pierre Herding, Stan Isbell, Susan Connell, The Trustee Premier Trust of Nevada Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Louis J. Weber, Don G Miller, Juanita Harris Hearing Site: Dallas, TX
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14-01780 | 03/19/2015 | Claimant(s): Doyn Simpson Claimant Lawyers(s): Doyn W. Simpson Respondent(s): Christopher Ariola, James Williams Respondent Lawyers(s): Christopher B. Ariola, James Williams Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA
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11-04512 | 11/30/2012 | Claimant(s): Bonnie Halleran, Kirt Willard Claimant Lawyers(s): Kirt Willard Respondent(s): James Parenti, James Williams Respondent Lawyers(s): James A. Stankowski Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA
| | $0 |