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FINRA Awards for Bryan J. Nowlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0259209/13/2023Claimant(s): Dawna Grant, Estate of Leatrice Joyce Grant, Leatrice Joyce Grant Living Trust
Claimant Lawyers(s): Bryan J. Nowlin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Kincade
Arbitrator(s): Nicole T. LeBoeuf, Felicia M. Hamilton, LaCynthia Hurst
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
21-0244708/25/2023Claimant(s): Estate of Richard O. Bertschinger
Claimant Lawyers(s): Bryan J. Nowlin
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Karen Roberts Washington, Diane Shafer Goldschmidt, Brian James Tagtmeier
Hearing Site: Oklahoma City, OK
Checkmark Icon$0

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