| 23-01683 | 09/05/2024 | Claimant(s): Jessica Jung
Claimant Lawyers(s): Andrew S. May
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Richard S. Zaifert, Robert William Copeland, Douglas Charles Weinstein
Hearing Site: Nashville, TN
| | |
| 23-01882 | 03/01/2024 | Claimant(s): Cory Grandel
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): John James McGovern
Hearing Site: Pittsburgh, PA
| | |
| 22-02791 | 01/22/2024 | Claimant(s): Thomas Curtin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
| | |
| 23-01573 | 11/27/2023 | Claimant(s): Joe Franklin
Claimant Lawyers(s): Bryan Ward
Respondent(s): LPL Financial LLC, Raymond James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera, Matthew Bohenek
Arbitrator(s): Stuart K. Furman, Douglas Charles Weinstein, Sara Francis Hoover
Hearing Site: Nashville, TN
| | |
| 22-01471 | 11/09/2023 | Claimant(s): Jessie Wheat
Claimant Lawyers(s): Nicholas H. Berg
Respondent(s): LPL Financial LLC, William Poulter
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Jo-Marie Lisa, Brian James Tagtmeier, Nadine Michele Ramsey
Hearing Site: New Orleans, LA
|  | Expungement |
| 22-00133 | 09/27/2023 | Claimant(s): Aaron Siegel, Aaron Siegel Rev. Trust DTD 02/19/2004
Claimant Lawyers(s): Aaron Siegel
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Robert J. Scafuri, Mark Leslie Small, Matt Bosco
Hearing Site: Detroit, MI
| | Dismissed by Rule 12212© |
| 21-02116 | 05/03/2023 | Claimant(s): Matthew W. Nickerson, on behalf of IRA
Claimant Lawyers(s): Kirk G Smith
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Lynne M. Gomez
Hearing Site: Little Rock, AR
| | Expungement |
| 22-02163 | 04/10/2023 | Claimant(s): Bradley Towers
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | |
| 22-00025 | 02/24/2023 | Claimant(s): Kevin Carroll
Claimant Lawyers(s): Kevin Joseph Carroll
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): John J. Mager, Robert M. Singer, Karen Kim
Hearing Site: Hartford, CT
| | |
| 21-02674 | 08/31/2022 | Claimant(s): Matthew Zima
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Mark A. Sipper
Hearing Site: Pittsburgh, PA
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