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FINRA Awards for Nadine Michele Ramsey

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0147111/09/2023Claimant(s): Jessie Wheat
Claimant Lawyers(s): Nicholas H. Berg
Respondent(s): LPL Financial LLC, William Poulter
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Jo-Marie Lisa, Brian James Tagtmeier, Nadine Michele Ramsey
Hearing Site: New Orleans, LA
Checkmark IconExpungement
20-0038405/31/2022Claimant(s): Paul Rankin
Claimant Lawyers(s): W. Lee Gresham
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): David A. Schuler, Edward David Sonnier, Nadine Michele Ramsey
Hearing Site: New Orleans, LA

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