Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01471 | 11/09/2023 | Claimant(s): Jessie Wheat Claimant Lawyers(s): Nicholas H. Berg Respondent(s): LPL Financial LLC, William Poulter Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Jo-Marie Lisa, Brian James Tagtmeier, Nadine Michele Ramsey Hearing Site: New Orleans, LA |  | Expungement |
| 17-02206 | 02/01/2019 | Claimant(s): Beryl Patin, Janis Lakin Claimant Lawyers(s): Nicholas H. Berg Respondent(s): Capitol Securities Management. Respondent Lawyers(s): Janet K. DeCosta Arbitrator(s): Robert H. Putnam, Lawrence R. Maxwell, Imre Stephen Szalai Hearing Site: New Orleans, LA | | $2,380,660 |
| 18-00778 | 01/08/2019 | Claimant(s): Donald Simpson Claimant Lawyers(s): Nicholas H. Berg Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Andrew R. Harvin Arbitrator(s): Simeon B. Reimonenq, Maryanne M. Esser, Imre Stephen Szalai Hearing Site: New Orleans, LA | | $250,495 |