Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00025 | 02/24/2023 | Claimant(s): Kevin Carroll Claimant Lawyers(s): Kevin Joseph Carroll Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): John J. Mager, Robert M. Singer, Karen Kim Hearing Site: Hartford, CT | ||
| 10-00632 | 03/21/2011 | Claimant(s): Karen Kim Claimant Lawyers(s): Karen H. Kim Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Gabriel L. Williams Arbitrator(s): Dallas Whitney Coffman, Samuel H. Chorches, Francis J. Pavetti Hearing Site: Hartford, CT |