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FINRA Awards for Sara Francis Hoover

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0157311/27/2023Claimant(s): Joe Franklin
Claimant Lawyers(s): Bryan Ward
Respondent(s): LPL Financial LLC, Raymond James & Associates.
Respondent Lawyers(s): Laura Ruiz Rivera, Matthew Bohenek
Arbitrator(s): Stuart K. Furman, Douglas Charles Weinstein, Sara Francis Hoover
Hearing Site: Nashville, TN
20-0420709/22/2021Claimant(s): Alex Shore
Claimant Lawyers(s): Bejamin J. Biard
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Thomas Joseph Atkinson, Douglas Charles Weinstein, Sara Francis Hoover
Hearing Site: Nashville, TN

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