13-00875 | 09/11/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica Klein Respondent(s): James Haugen Respondent Lawyers(s): James Haugen Arbitrator(s): Benjamin L. Abramowitz Hearing Site: Jacksonville, FL
| | |
09-03558 | 02/23/2010 | Claimant(s): Barbara Ballway, Lorraine Berner Family Trust Claimant Lawyers(s): Terence R. Perkins Respondent(s): George Meyerhoff, ING Financial Partners., Washington Square Securities. Respondent Lawyers(s): George Henry Meyerhoff, Michael S. Lamont Arbitrator(s): Marc T. Danon, Benjamin L. Abramowitz, Irwin Baron Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
09-00399 | 12/10/2009 | Claimant(s): William T. Corp. and Shirley F. Corp Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Suntrust Investment Services. Respondent Lawyers(s): Frederick S. Schrills Arbitrator(s): Constance d'Angelis, Linda Fairchild, Benjamin L. Abramowitz Hearing Site: Orlando, FL
| | $0 |
06-02623 | 11/14/2007 | Claimant(s): Richard D.Riordan and Rita M. Riordan Claimant Lawyers(s): Andrew Stoltmann Respondent(s): Mark Donohue, American Municipal Securities. Respondent Lawyers(s): Robert Persante Arbitrator(s): Lewis W. Slaughter, Arthur L. Sirkin, Benjamin L. Abramowitz Hearing Site: Orlando, FL
| | Stipulated Award and Expungement |