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FINRA Awards for James Haugen

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0087509/11/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): James Haugen
Respondent Lawyers(s): James Haugen
Arbitrator(s): Benjamin L. Abramowitz
Hearing Site: Jacksonville, FL

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