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FINRA Awards for Peter J. Tepley

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0074708/16/2024Claimant(s): Stonex Advisors., Stonex Securities Inc.
Claimant Lawyers(s): Peter J. Tepley
Respondent(s): William Hocutt
Respondent Lawyers(s): Anne T. Freeland
Arbitrator(s): Steven P. Gregory, Ronald Childress, Grace Almanza Phillips
Hearing Site: Birmingham, AL
07-0245605/19/2008Claimant(s): Barry Blank, Brothers Oil & Gas.
Claimant Lawyers(s): Hartley Bernstein
Respondent(s): James Rizzo, Sterne, Agee & Leach.
Respondent Lawyers(s): Peter J. Tepley
Arbitrator(s): Allan D. Breyer, W. Michael Kelley, Thom E. Page
Hearing Site: Phoenix, AZ
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