| 16-03350 | 05/18/2018 | Claimant(s): Thomas Lee
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): John J. Vesey, Kenneth F. Leder, John Michael Richardson
Hearing Site: New York, NY
| | |
| 10-04457 | 09/01/2016 | Claimant(s): Moshe Cohen
Claimant Lawyers(s): Moshe Marc Cohen
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Carolyn A. Mann, Ernesto V. Luzzatto, Kenneth F. Leder
Hearing Site: New York, NY
| | |
| 08-04684 | 10/19/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Peter Balint
Respondent Lawyers(s): Peter Balint
Arbitrator(s): Linda R. Alpert, Jack Steiner, Kenneth F. Leder
Hearing Site: New York, NY
| | |
| 06-04051 | 01/29/2008 | Claimant(s): Robert Ferrucci
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): McLaughlin, Piven, Vogel Securities, Lawrence Tulenko
Respondent Lawyers(s): Mark G. Vaughan
Arbitrator(s): Howard S. Quinn, Kenneth F. Leder, Peter A. Seibel
Hearing Site: New York, NY
|  | $467,000 |
