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FINRA Awards for Thomas Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0335005/18/2018Claimant(s): Thomas Lee
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick W. Shea
Arbitrator(s): John J. Vesey, Kenneth F. Leder, John Michael Richardson
Hearing Site: New York, NY

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