| 18-00633 | 01/14/2022 | Claimant(s): Michael Mayo
Claimant Lawyers(s): Steven G. Eckhaus
Respondent(s): CLSA Americas
Respondent Lawyers(s): Barbara M. Roth
Arbitrator(s): Ernesto V. Luzzatto, Ellyn S. Roth, Jason Scott Eveleth
Hearing Site: New York, NY
| | |
| 18-01292 | 02/06/2020 | Claimant(s): Sylvia Ackerman Trust Under Agreement
Claimant Lawyers(s): Anthony J. Badway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Ernesto V. Luzzatto, Peter A. Seibel, Susan Romano
Hearing Site: New York, NY
|  | $0 |
| 17-00229 | 01/08/2018 | Claimant(s): Philippe Damiba
Claimant Lawyers(s): Philippe Damiba
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Susan E. Harkins, Sam Antar, Ernesto V. Luzzatto
Hearing Site: New York, NY
| | $0 |
| 16-01806 | 07/10/2017 | Claimant(s): Timothy McLaughlin
Claimant Lawyers(s): Gene L. Small
Respondent(s): Diane Hawkins, Jonathan Zucker, Stephen Perrone, Northeast Securities.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Franklin P. Chapman, Cynthia A. DiMarco, Ernesto V. Luzzatto
Hearing Site: New York, NY
| | $1,791,840 |
| 16-00208 | 02/02/2017 | Claimant(s): Linda Hennessy
Claimant Lawyers(s): John Newman
Respondent(s): Morgan Stanley, William Agresti
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Howard D. Jacob, Ernesto V. Luzzatto, Stephen J. Patti
Hearing Site: New York, NY
| | $0 |
| 10-04457 | 09/01/2016 | Claimant(s): Moshe Cohen
Claimant Lawyers(s): Moshe Marc Cohen
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Carolyn A. Mann, Ernesto V. Luzzatto, Kenneth F. Leder
Hearing Site: New York, NY
| | |
| 11-00248 | 03/02/2016 | Claimant(s): Meridian Equity Partners.
Claimant Lawyers(s): George Brunelle
Respondent(s): Joseph Niles, Casey Professional Services, Casey Securities
Respondent Lawyers(s): Michael P. Guta
Arbitrator(s): Stanley F. Meyerson, Madelyn A. Levy, Ernesto V. Luzzatto
Hearing Site: New York, NY
| | |
| 12-00220 | 01/08/2016 | Claimant(s): Eugene Romaska, Pearl Romaska, The SEP IRA FBO Eugene J. Romaska, Eugene J. Romaska, Controlling Joint Ten
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Hemant Singh, Financial Network Investment Corporation
Respondent Lawyers(s): Matthew Tracy, Philip L. Guarino
Arbitrator(s): Peter A. Goldman, Oliver Wayne Williams, Ernesto V. Luzzatto
Hearing Site: New York, NY
| | Expungement |
| 13-03268 | 12/18/2015 | Claimant(s): Rona Okin
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra Grannum
Arbitrator(s): Robert Youdelman, Ernesto V. Luzzatto, Edwin H. Bennett
Hearing Site: New York, NY
| | Expungement |
| 13-02777 | 04/10/2015 | Claimant(s): Pershing LLC
Claimant Lawyers(s): Jane L. Myers
Respondent(s): Deutsche Bank Securities., Hugh Stevenson
Respondent Lawyers(s): Robert Heim, Todd Ratner
Arbitrator(s): Ann Pinciss Berman, Ernesto V. Luzzatto, Kumar Atmakuri Ram
Hearing Site: New York, NY
| | $0 |
