Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03050 | 05/06/2024 | Claimant(s): Gary Glockzin Claimant Lawyers(s): Zachary S. Knoblock Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Jonathan L. French Arbitrator(s): Charles G. Michaels, Mary Margaret Bush, Howard N. Gorney Hearing Site: San Diego, CA | ||
| 20-03787 | 11/16/2021 | Claimant(s): Joseph Marino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Zachary S. Knoblock Arbitrator(s): Lewis S. Kurlantzick Hearing Site: Hartford, CT | ||
| 15-00070 | 08/04/2017 | Claimant(s): Estate of Margaret Riggs Claimant Lawyers(s): Alan P. Fraade Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Advisors, Michael Tepperman Respondent Lawyers(s): Zachary S. Knoblock Arbitrator(s): Linda Ashley, Annamaria Boccia Smith, Louis P. Wagman Hearing Site: New York, NY |  | Expungement |