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FINRA Awards for Paulson Investment Company

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0126309/05/2024Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Dexter B. Johnson
Respondent(s): Vincent Sharpe
Respondent Lawyers(s): Vincent Anthony Sharpe
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
23-0291807/24/2024Claimant(s): Ahmed Gheith
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Paulson Investment Company
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Julian F. Santos, Robert Francis Geary, Peter Whittingham
Hearing Site: New York, NY
20-0120002/11/2022Claimant(s): Frank Petrosino, James Salter
Claimant Lawyers(s): Lainie E. Cohen
Respondent(s): Paulson Investment Company, Joseph Hain, Timothy Touloukian
Respondent Lawyers(s): Richard Roth, Steven C. Berman, Todd A. Zuckerbrod
Arbitrator(s): Leon Fox, Dianne Marie Onichimowski, William James Shimanek
Hearing Site: Chicago, IL
Checkmark IconExpungement
15-0141205/13/2016Claimant(s): Stuart Simpson
Claimant Lawyers(s): John L. Palmer
Respondent(s): Paulson Investment Company, James Schwartz, Joseph Lascala, Kevin Stamm, Shawn Mcchesney, Steven Luftschein, Thomas Custance
Respondent Lawyers(s): James Bradley Schwartz, Joseph Brian Lascala, Kevin Robert Stamm, Stephen P. McCarthy, Steven Robert Luftschein, Tanya Durkee Urbach, Thomas Michael Custance
Arbitrator(s): Jeffrey L. Malek
Hearing Site: Los Angeles, CA
Checkmark Icon$300
11-0117203/12/2012Claimant(s): John Boelke
Claimant Lawyers(s): John Raphael Boelke
Respondent(s): Paulson Investment Company
Respondent Lawyers(s): Steven C. Berman
Arbitrator(s): Gustavus L. Pearthree, David M. Levine, C. Richard Mancini
Hearing Site: Ft. Lauderdale, FL
11-0234402/08/2012Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Steven C. Berman
Respondent(s): John Boelke
Respondent Lawyers(s): John Raphael Boelke
Arbitrator(s): Frances D. Sheehy
Hearing Site: Ft. Lauderdale, FL
09-0000505/27/2010Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Marc J. Ross
Respondent(s): Gary Melius, John Donahue, Roger Bahnik
Respondent Lawyers(s): Bryan T. Mohler, Marc J. Ross
Arbitrator(s): Joseph B. Russell, Mary Ellen Burns, Scott W. Mulford
Hearing Site: New York, NY
Checkmark Icon$0
09-0459702/24/2010Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Jonathan A. Kurta
Respondent(s): Chris Wiseman
Respondent Lawyers(s): Chris Michael Wiseman
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
07-0212904/24/2008Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Emily S. Courtnage
Respondent(s): Brian Kirk
Respondent Lawyers(s): Brian L. Kirk
Arbitrator(s): O. Meredith Wilson, Nelson Olf, Burton LaVon Beahm
Hearing Site: Portland, OR

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