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FINRA Awards for Chris Wiseman

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0122801/20/2017Claimant(s): Kenneth Rowan
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Bruce Guarino, Chris Wiseman, George Hasapes, Glen Stifelman, Rockwell Global Capital LLC
Respondent Lawyers(s): Aegis J. Frumento, Chris Michael Wiseman, George Peter Hasapes, Robert M. Bursky
Arbitrator(s): Michael L. Lyons, Kim L. Kirn, Sheldon Weinhaus
Hearing Site: St. Louis, MO
Checkmark Icon$0
09-0459702/24/2010Claimant(s): Paulson Investment Company
Claimant Lawyers(s): Jonathan A. Kurta
Respondent(s): Chris Wiseman
Respondent Lawyers(s): Chris Michael Wiseman
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY

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