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FINRA Awards for Tanya Durkee Urbach

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0141205/13/2016Claimant(s): Stuart Simpson
Claimant Lawyers(s): John L. Palmer
Respondent(s): Paulson Investment Company, James Schwartz, Joseph Lascala, Kevin Stamm, Shawn Mcchesney, Steven Luftschein, Thomas Custance
Respondent Lawyers(s): James Bradley Schwartz, Joseph Brian Lascala, Kevin Robert Stamm, Stephen P. McCarthy, Steven Robert Luftschein, Tanya Durkee Urbach, Thomas Michael Custance
Arbitrator(s): Jeffrey L. Malek
Hearing Site: Los Angeles, CA
Checkmark Icon$300
10-0402806/08/2012Claimant(s): Susan Biles, SGB Springfield, SGB-Landmark Towers LLC, SGB-Village at Old Trace LLC
Claimant Lawyers(s): David I. Lefkowitz
Respondent(s): James Franceus, Crown Capital Securities, L.P., Summit Financial Advisors.
Respondent Lawyers(s): Tanya Durkee Urbach
Arbitrator(s): R. Lee Smith, Paul R. Meyer, Harold J. Schleef
Hearing Site: Portland, OR
Checkmark Icon$5,793

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