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FINRA Awards for Steven Robert Luftschein

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0037910/04/2017Claimant(s): David Hartmann
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): James Schwartz, Steven Luftschein
Respondent Lawyers(s): Steven Robert Luftschein
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Hartford, CT
Checkmark Icon$0
15-0141205/13/2016Claimant(s): Stuart Simpson
Claimant Lawyers(s): John L. Palmer
Respondent(s): Paulson Investment Company, James Schwartz, Joseph Lascala, Kevin Stamm, Shawn Mcchesney, Steven Luftschein, Thomas Custance
Respondent Lawyers(s): James Bradley Schwartz, Joseph Brian Lascala, Kevin Robert Stamm, Stephen P. McCarthy, Steven Robert Luftschein, Tanya Durkee Urbach, Thomas Michael Custance
Arbitrator(s): Jeffrey L. Malek
Hearing Site: Los Angeles, CA
Checkmark Icon$300

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