| 15-01808 | 12/08/2016 | Claimant(s): Johanna Pischel, Michael Pischel
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Kurt Uzbay, Morgan Stanley Smith Barney
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Lincoln W. Craighead, Keely D. Parr, Alexander Paul Corner
Hearing Site: New York, NY
|  | Expungement |
| 13-03701 | 10/26/2015 | Claimant(s): Denise Marchese, Denise Marchese TTEE Richard Bachand, Denise Marchese TTEE Jeanne Gallo
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Robert Petruski, Morgan Stanley Smith Barney
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
| | $0 |
| 13-01142 | 10/15/2015 | Claimant(s): Board of Trustees of the Iron Workers Lo
Claimant Lawyers(s): William P. Callinan
Respondent(s): Citigroup Global Markets., Morgan Stanley Smith Barney, Smith Barney.
Respondent Lawyers(s): Rawn Howard Reinhard
Arbitrator(s): Michael Nathanson, Susan L. Walker, Seymour Andrew Newman
Hearing Site: Chicago, IL
| | Expungement |
| 13-03724 | 10/22/2014 | Claimant(s): Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Richard Vietze
Respondent Lawyers(s): Richard Vietze
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
| | |
| 13-00737 | 10/21/2014 | Claimant(s): Moche Hachamovitch, Sabi Trust U/T/A DTD 2/17/2009
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley Smith Barney
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Boyd H. Scheff, John D. Nagy, Karen Ann Kowarsky
Hearing Site: New York, NY
| | Expungement |
| 09-03464 | 03/14/2012 | Claimant(s): Ora Hodges, Paul Kay
Claimant Lawyers(s): Ora Hodges
Respondent(s): James Kujawski, Morgan Stanley & Co., Kristin Long, Morgan Stanley Smith Barney
Respondent Lawyers(s): Christopher Wilson, James A. Kujawski, Kristin G. Long
Arbitrator(s): William H. Malloy, Nickey D. Turner, William Stephen McGee
Hearing Site: Washington, DC
| | Expungement |
| 10-01256 | 02/01/2011 | Claimant(s): Morgan Stanley Smith Barney
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Stefan Rosuck
Respondent Lawyers(s): Stefan E. Rosuck
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
| | |
| 09-04130 | 12/29/2010 | Claimant(s): Morgan Stanley Smith Barney
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Clifford Feldstein, Kenneth Sitomer, Ronald Feldstein, Mara Capital Management
Respondent Lawyers(s): Jay Goldberg, Seth Huberman
Arbitrator(s): Ann C. Northern, Marilyn J. Salzman, Randolph Guggenheimer
Hearing Site: New York, NY
| | $0 |
| 09-03974 | 05/28/2010 | Claimant(s): Morgan Stanley Smith Barney
Claimant Lawyers(s): Patrick J. Folan
Respondent(s): William Bettis
Respondent Lawyers(s): William Jonathan Bettis
Arbitrator(s): James H. Bowersox
Hearing Site: San Diego, CA
| | |
| 09-03504 | 04/16/2010 | Claimant(s): Mid Coast Builders, Mid Coast Builders Supply Inc. 1, Mid Coast Builders Supply. 2, The New Mid-Coast Plan BJC, The New Mid-Coast Plan BJC PM, The New Mid-Coast Plan REC, The Cook Trust dtd 5/3/88
Claimant Lawyers(s): Alan R. Templeman
Respondent(s): Citigroup Global Markets., John Sottile, Morgan Stanley Smith Barney
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Stanley C. Morris, Steven J. Feldman, James Stephan Mulholland
Hearing Site: Los Angeles, CA
| | $0 |
