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FINRA Awards for Richard Vietze

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0372410/22/2014Claimant(s): Morgan Stanley Smith Barney FA Notes, Morgan Stanley Smith Barney
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Richard Vietze
Respondent Lawyers(s): Richard Vietze
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA

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