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FINRA Awards for Nickey D. Turner

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0457212/14/2012Claimant(s): Peter Suyama
Claimant Lawyers(s): Janet K. DeCosta
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Glenn M. Salvo
Arbitrator(s): Nickey D. Turner, Jane C. Carney, Charles A. Zuckerman
Hearing Site: Washington, DC
09-0346403/14/2012Claimant(s): Ora Hodges, Paul Kay
Claimant Lawyers(s): Ora Hodges
Respondent(s): James Kujawski, Morgan Stanley & Co., Kristin Long, Morgan Stanley Smith Barney
Respondent Lawyers(s): Christopher Wilson, James A. Kujawski, Kristin G. Long
Arbitrator(s): William H. Malloy, Nickey D. Turner, William Stephen McGee
Hearing Site: Washington, DC
Checkmark IconExpungement
07-0096904/22/2008Claimant(s): SunTrust Bank, SunTrust Investment Services.
Claimant Lawyers(s): Bradford S. Bernstein
Respondent(s): Andrew Hickey
Respondent Lawyers(s): Daniel S. Fiore
Arbitrator(s): Ida W. Draim, Nickey D. Turner, Kevin D. Judd
Hearing Site: Washington, DC

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